The Reg BI issues the firm faced five to six years ago have been resolved and are now in the past,” a company spokesperson wrote in an email. “David Lerner Associates remai ...
Investors have filed a class-action lawsuit against David Lerner & Associates Inc., of Syosset, accusing it of deceptively selling real estate funds that operate “in the manner of a Ponzi scheme.” The ...
The Financial Industry Regulatory Authority Inc. is investigating Daniel T. Lerner, a senior executive at David Lerner Associates Inc., over the sale of proprietary investment funds to clients and ...
WHITE PLAINS, N.Y.--(BUSINESS WIRE)--National securities attorneys KlaymanToskes encourages customers of Daniel Todd Lerner of David Lerner Associates, Inc. to contact the firm immediately at ...
The independent regulator said Lerner misled investors when he tried to quell customer concern about an action taken against his firm for its marketing of real estate securities. Lerner allegedly ...
Poppy's brokerage is in trouble again. As just about any Long Islander who listens to the radio knows by now, "Poppy" is the nickname for David Lerner, founder of Syosset-based David Lerner Associates ...